3,752 XNAS Volume
XNAS 28 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Albert D. Friedberg | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 3.25 per share. | 14 Nov 2024 | 30,756 | 1,051,389 (6%) | 0% | 3.3 | 99,957 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Nov 2024 | 584,646 | 584,646 | - | - | Warrant (Right to Buy) | |
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 3.25 per share. | 14 Nov 2024 | 46,153 | 297,941 (1%) | 0% | 3.2 | 149,997 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.64 per share. | 18 Sep 2024 | 214,286 | 994,910 (6%) | 1% | 5.6 | 1,207,716 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Sep 2024 | 214,286 | 0 | - | - | Warrant (Right to Buy) | |
| Albert D. Friedberg | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Sep 2024 | 25,723 | 92,504 | - | - | Warrant (Right to Buy) | |
| Albert D. Friedberg | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Sep 2024 | 653,210 | 653,210 | - | - | Warrant (Right to Buy) | |
| Albert D. Friedberg | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.64 per share. | 18 Sep 2024 | 25,723 | 1,020,633 (6%) | 0% | 5.6 | 144,975 | Common Stock |
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.64 per share. | 18 Sep 2024 | 38,610 | 176,748 (1%) | 0% | 5.6 | 217,606 | Common Stock |
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.64 per share. | 18 Sep 2024 | 29,557 | 206,305 (1%) | 0% | 5.6 | 166,583 | Common Stock |
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.64 per share. | 18 Sep 2024 | 9,768 | 216,073 (1%) | 0% | 5.6 | 55,052 | Common Stock |
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.64 per share. | 18 Sep 2024 | 35,715 | 251,788 (1%) | 0% | 5.6 | 201,290 | Common Stock |
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Sep 2024 | 38,610 | 0 | - | - | Warrant (Right to Buy) | |
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Sep 2024 | 29,557 | 0 | - | - | Warrant (Right to Buy) | |
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Sep 2024 | 9,768 | 0 | - | - | Warrant (Right to Buy) | |
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Sep 2024 | 35,715 | 0 | - | - | Warrant (Right to Buy) | |
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Sep 2024 | 170,475 | 170,475 | - | - | Warrant (Right to Buy) | |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.51 per share. | 09 Aug 2024 | 100 | 780,624 (4%) | 0% | 4.5 | 451 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.92 per share. | 05 Aug 2024 | 2,753 | 780,524 (4%) | 0% | 4.9 | 13,545 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.60 per share. | 05 Aug 2024 | 3,653 | 777,771 (4%) | 0% | 4.6 | 16,804 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.72 per share. | 01 Aug 2024 | 11,703 | 774,118 (4%) | 0% | 4.7 | 55,238 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 6.41 per share. | 31 Jul 2024 | 83,243 | 746,287 (4%) | 0% | 6.4 | 533,588 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 7.40 per share. | 31 Jul 2024 | 16,128 | 762,415 (4%) | 0% | 7.4 | 119,283 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 5.74 per share. | 31 Jul 2024 | 100,629 | 663,044 (4%) | 0% | 5.7 | 577,409 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 5.20 per share. | 29 May 2024 | 861 | 562,415 (3%) | 0% | 5.2 | 4,473 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.95 per share. | 29 May 2024 | 957 | 561,554 (3%) | 0% | 4.9 | 4,737 | Common Stock |
| Bala S. Manian | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 May 2024 | 10,108 | 10,108 | - | - | Stock Option (Right to Buy) | |
| Bala S. Manian | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 May 2024 | 2,685 | 2,685 | - | - | Stock Option (Right to Buy) | |
| Barbara Yanni | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 May 2024 | 10,108 | 10,108 | - | - | Stock Option (Right to Buy) | |
| Jacob B. Frieberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 May 2024 | 10,108 | 10,108 | - | - | Stock Option (Right to Buy) | |
| Jacob B. Frieberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 May 2024 | 2,211 | 2,211 | - | - | Stock Option (Right to Buy) | |
| Gerald E. Van Strydonck | Director | Grant, award, or other acquisition of securities at price $ 5.75 per share. | 10 May 2024 | 543 | 543 (0%) | 0% | 5.7 | 3,122 | Common Stock |
| Gerald E. Van Strydonck | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 May 2024 | 10,108 | 10,108 | - | - | Stock Option (Right to Buy) | |
| Chrystyna Bedrij Stecyk | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 May 2024 | 10,108 | 10,108 | - | - | Stock Option (Right to Buy) | |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.73 per share. | 19 Apr 2024 | 282 | 560,597 (3%) | 0% | 4.7 | 1,334 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 102,960 | 102,960 | - | - | Warrant (Right to Buy) | |
| Albert D. Friedberg | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 7.77 per share. | 28 Mar 2024 | 102,960 | 560,315 (3%) | 0% | 7.8 | 799,999 | Common Stock |
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 38,610 | 38,610 | - | - | Warrant (Right to Buy) | |
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 7.77 per share. | 28 Mar 2024 | 38,610 | 138,138 (0%) | 0% | 7.8 | 300,000 | Common Stock |
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Mar 2024 | 1,877 | 1,877 | - | - | Stock Option (Right to Buy) | |
| Ernest S. Smith | SVP, Research & CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Mar 2024 | 1,341 | 1,341 | - | - | Stock Option (Right to Buy) | |
| Elizabeth Evans | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Mar 2024 | 1,341 | 1,341 | - | - | Stock Option (Right to Buy) | |
| Jill Sanchez | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Mar 2024 | 805 | 805 | - | - | Stock Option (Right to Buy) | |
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2024 | 1,877 | 1,877 | - | - | Stock Option (Right to Buy) | |
| Ernest S. Smith | SVP, Research & CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2024 | 1,341 | 1,341 | - | - | Stock Option (Right to Buy) | |
| Elizabeth Evans | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2024 | 1,341 | 1,341 | - | - | Stock Option (Right to Buy) | |
| Jill Sanchez | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2024 | 805 | 805 | - | - | Stock Option (Right to Buy) | |
| Friedberg Albert D. | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2024 | 1,655,172 | 1,655,172 | - | - | Warrant (Right to Buy) | |
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.73 per share. | 08 Feb 2024 | 413,793 | 1,393,392 (8%) | 2% | 0.7 | 300,000 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.73 per share. | 08 Feb 2024 | 1,655,172 | 6,402,966 (39%) | 10% | 0.7 | 1,200,000 | Common Stock |
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2024 | 413,793 | 413,793 | - | - | Warrant (Right to Buy) | |
| Van Strydonck E. Gerald | Director | Sale of securities on an exchange or to another person at price $ 0.72 per share. | 26 Dec 2023 | 3,149 | 0 (0%) | 0% | 0.7 | 2,267 | Common Stock |
| Van Strydonck Gerald E. | Director | Sale of securities on an exchange or to another person at price $ 0.67 per share. | 08 Dec 2023 | 1,334 | 3,149 (0%) | 0% | 0.7 | 894 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.37 per share. | 15 May 2023 | 6,711,552 | 26,216,904 (160%) | 41% | 0.4 | 2,512,134 | Common Stock |
| Bala S. Manian | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 May 2023 | 143,848 | 143,848 | - | - | Stock Option (Right to Buy) | |
| Barbara Yanni | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 May 2023 | 143,848 | 143,848 | - | - | Stock Option (Right to Buy) | |
| Jacob B. Frieberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 May 2023 | 143,848 | 143,848 | - | - | Stock Option (Right to Buy) | |
| Gerald E. Van Strydonck | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 May 2023 | 143,848 | 143,848 | - | - | Stock Option (Right to Buy) | |
| Chrystyna Bedrij Stecyk | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 May 2023 | 143,848 | 143,848 | - | - | Stock Option (Right to Buy) | |
| Albert D. Friedberg | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.41 per share. | 31 Mar 2023 | 4,146,341 | 19,505,352 (119%) | 25% | 0.4 | 1,700,000 | Common Stock |
| Jacob B. Frieberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2023 | 32,107 | 32,107 | - | - | Stock Option (Right to Buy) | |
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2023 | 56,000 | 56,000 | - | - | Stock Option (Right to Buy) | |
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.41 per share. | 31 Mar 2023 | 731,707 | 5,142,691 (31%) | 4% | 0.4 | 300,000 | Common Stock |
| Scott E. Royer | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2023 | 32,000 | 32,000 | - | - | Stock Option (Right to Buy) | |
| John E. Leonard | SVP, Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2023 | 20,000 | 20,000 | - | - | Stock Option (Right to Buy) | |
| Ernest S. Smith | SVP, Research & CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2023 | 40,000 | 40,000 | - | - | Stock Option (Right to Buy) | |
| Elizabeth Evans | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2023 | 40,000 | 40,000 | - | - | Stock Option (Right to Buy) | |
| Jacob B. Frieberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Dec 2022 | 19,852 | 19,852 | - | - | Stock Option (Right to Buy) | |
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | 06 Dec 2022 | 3,988 | 181,736 (1%) | 0% | 0 | Common Stock | ||
| Albert D. Friedberg | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.53 per share. | 23 Nov 2022 | 3,778,575 | 15,359,011 (93%) | 23% | 0.5 | 2,000,000 | Common Stock |
| Jacob B. Frieberg | Director | Grant, award, or other acquisition of securities at price $ 0.53 per share. | 23 Nov 2022 | 188,928 | 193,049 (1%) | 1% | 0.5 | 100,000 | Common Stock |
| Gerald E. Van Strydonck | Director | Grant, award, or other acquisition of securities at price $ 0.53 per share. | 23 Nov 2022 | 47,232 | 67,232 (0%) | 0% | 0.5 | 25,000 | Common Stock |
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.53 per share. | 23 Nov 2022 | 1,511,430 | 4,410,984 (26%) | 9% | 0.5 | 800,000 | Common Stock |
| Jacob B. Frieberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2022 | 26,260 | 26,260 | - | - | Stock Option (Right to Buy) | |
| Jacob B. Frieberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2022 | 12,064 | 12,064 | - | - | Stock Option (Right to Buy) | |
| Bala S. Manian | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 May 2022 | 53,254 | 53,254 | - | - | Stock Option (Right to Buy) | |
| Barbara Yanni | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 May 2022 | 53,254 | 53,254 | - | - | Stock Option (Right to Buy) | |
| Jacob B. Frieberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 May 2022 | 53,254 | 53,254 | - | - | Stock Option (Right to Buy) | |
| Gerald E. Van Strydonck | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 May 2022 | 53,254 | 53,254 | - | - | Stock Option (Right to Buy) | |
| Chrystyna Bedrij Stecyk | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 May 2022 | 53,254 | 53,254 | - | - | Stock Option (Right to Buy) | |
| Maurice Zauderer | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2022 | 28,000 | 28,000 | - | - | Stock Option (Right to Buy) | |
| Scott E. Royer | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2022 | 16,000 | 16,000 | - | - | Stock Option (Right to Buy) | |
| John E. Leonard | SVP, Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2022 | 16,000 | 16,000 | - | - | Stock Option (Right to Buy) | |
| Ernest S. Smith | SVP, Research & CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2022 | 20,000 | 20,000 | - | - | Stock Option (Right to Buy) | |
| Elizabeth Evans | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2022 | 20,000 | 20,000 | - | - | Stock Option (Right to Buy) | |
| Jacob B. Frieberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2022 | 10,032 | 10,032 | - | - | Stock Option (Right to Buy) | |
| Gerald E. Van Strydonck | Director | Purchase of securities on an exchange or from another person at price $ 1.32 per share. | 23 Feb 2022 | 18,000 | 20,000 (0%) | 0% | 1.3 | 23,760 | Common Stock |
| Gerald E. Van Strydonck | Director | Purchase of securities on an exchange or from another person at price $ 1.30 per share. | 23 Feb 2022 | 2,000 | 2,000 (0%) | 0% | 1.3 | 2,600 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.11 per share. | 27 Jan 2022 | 1,801,801 | 11,580,436 (70%) | 11% | 1.1 | 1,999,999 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.11 per share. | 27 Jan 2022 | 1,801,801 | 3,511,894 (21%) | 11% | 1.1 | 1,999,999 | Common Stock |
| Jacob B. Frieberg | Director | Purchase of securities on an exchange or from another person at price $ 1.11 per share. | 27 Jan 2022 | 90,090 | 94,510 (0%) | 0% | 1.1 | 100,000 | Common Stock |
| Maurice Zauderer | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.11 per share. | 27 Jan 2022 | 1,801,801 | 2,899,554 (17%) | 11% | 1.1 | 1,999,999 | Common Stock |
| Jacob B. Frieberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2021 | 6,233 | 6,233 | - | - | Stock Option (Right to Buy) | |
| Jacob B. Frieberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2021 | 4,804 | 4,804 | - | - | Stock Option (Right to Buy) | |
| Jacob B. Frieberg | Director | 25 Jun 2021 | 44,200 | 0 | - | - | Option (Right to Acquire) | ||
| Jacob B. Frieberg | Director | 25 Jun 2021 | 4,121 | 4,121 (0%) | 0% | - | Common Stock | ||
| Jacob B. Frieberg | Director | 25 Jun 2021 | 4,420 | 4,420 (0%) | 0% | - | Common Stock | ||
| Jacob B. Frieberg | Director | 25 Jun 2021 | 4,420 | 57,286 (0%) | 0% | - | Common Stock | ||
| Jacob B. Frieberg | Director | 25 Jun 2021 | 75,000 | 0 | - | - | Option (Right to Acquire) | ||
| Jacob B. Frieberg | Director | 25 Jun 2021 | 44,200 | 0 | - | - | Option (Right to Acquire) | ||
| Albert D. Friedberg | Director, Ten Percent Owner | 24 May 2021 | 21,475,000 | 0 | - | - | Option (Right to Acquire) | ||
| Albert D. Friedberg | Director, Ten Percent Owner | 24 May 2021 | 9,679,833 | 0 | - | - | Option (Right to Acquire) | ||
| Albert D. Friedberg | Director, Ten Percent Owner | 24 May 2021 | 1,180,051 | 8,810,652 (53%) | 7% | - | Common Stock | ||
| Albert D. Friedberg | Director, Ten Percent Owner | 24 May 2021 | 967,983 | 967,983 (5%) | 5% | - | Common Stock | ||
| Bala S. Manian | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 May 2021 | 28,586 | 28,586 | - | - | Stock Option (Right to Buy) | |
| Barbara Yanni | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 May 2021 | 28,586 | 28,586 | - | - | Stock Option (Right to Buy) | |
| J. Jeffrey Goater | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 May 2021 | 28,586 | 28,586 | - | - | Stock Option (Right to Buy) | |
| Jacob B. Frieberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 May 2021 | 28,586 | 28,586 | - | - | Stock Option (Right to Buy) | |
| Gerald E. Van Strydonck | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 May 2021 | 28,586 | 28,586 | - | - | Stock Option (Right to Buy) | |
| Chrystyna Bedrij Stecyk | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 May 2021 | 28,586 | 28,586 | - | - | Stock Option (Right to Buy) | |
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Apr 2021 | 14,000 | 14,000 | - | - | Stock Option (Right to Buy) | |
| Scott E. Royer | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Apr 2021 | 6,000 | 6,000 | - | - | Stock Option (Right to Buy) | |
| John E. Leonard | SVP, Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Apr 2021 | 8,000 | 8,000 | - | - | Stock Option (Right to Buy) | |
| Ernest S. Smith | SVP, Research & CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Apr 2021 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| Jacob B. Frieberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2021 | 4,535 | 4,535 | - | - | Stock Option (Right to Buy) | |
| Jacob B. Frieberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2020 | 7,626 | 7,626 | - | - | Stock Option (Right to Buy) | |
| Scott E. Royer | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Sep 2020 | 500 | 1,500 | - | - | Stock Option (Right to Buy) | |
| Scott E. Royer | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.90 per share. | 03 Sep 2020 | 500 | 4,499 (0%) | 0% | 3.9 | 1,950 | Common Stock |
| Robert Scala | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Sep 2020 | 50,000 | 50,000 | - | - | Stock Option (Right to Buy) | |
| John E. Leonard | SVP, Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.90 per share. | 24 Jul 2020 | 1,000 | 2,258 (0%) | 0% | 3.9 | 3,900 | Common Stock |
| John E. Leonard | SVP, Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.10 per share. | 24 Jul 2020 | 1,258 | 1,258 (0%) | 0% | 7.1 | 8,932 | Common Stock |
| John E. Leonard | SVP, Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jul 2020 | 1,000 | 3,000 | - | - | Stock Option (Right to Buy) | |
| John E. Leonard | SVP, Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jul 2020 | 1,258 | 23,150 | - | - | Stock Option (Right to Buy) | |
| John E. Leonard | SVP, Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.90 per share. | 14 Jul 2020 | 1,000 | 2,258 (0%) | 0% | 3.9 | 3,900 | Common Stock |
| John E. Leonard | SVP, Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jul 2020 | 1,000 | 3,000 | - | - | Stock Option (Right to Buy) | |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.55 per share. | 10 Jul 2020 | 1,126,760 | 1,710,093 (10%) | 6% | 3.6 | 3,999,998 | Common Stock |
| Jacob B. Frieberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2020 | 3,756 | 3,756 | - | - | Stock Option (Right to Buy) | |
| Bala S. Manian | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 May 2020 | 15,679 | 15,679 | - | - | Stock Option (Right to Buy) | |
| Barbara Yanni | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 May 2020 | 15,679 | 15,679 | - | - | Stock Option (Right to Buy) | |
| J. Jeffrey Goater | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 May 2020 | 15,679 | 15,679 | - | - | Stock Option (Right to Buy) | |
| Jacob B. Frieberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 May 2020 | 15,679 | 15,679 | - | - | Stock Option (Right to Buy) | |
| Gerald E. Van Strydonck | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 May 2020 | 15,679 | 15,679 | - | - | Stock Option (Right to Buy) | |
| Chrystyna Bedrij Stecyk | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 May 2020 | 25,087 | 25,087 | - | - | Stock Option (Right to Buy) | |
| Jacob B. Frieberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2020 | 3,336 | 3,336 | - | - | Stock Option (Right to Buy) | |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.18 per share. | 27 Mar 2020 | 4,000 | 7,625,601 (46%) | 0% | 4.2 | 16,720 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.06 per share. | 27 Mar 2020 | 5,000 | 7,630,601 (46%) | 0% | 4.1 | 20,300 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.44 per share. | 24 Mar 2020 | 1,000 | 7,621,601 (46%) | 0% | 4.4 | 4,440 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.40 per share. | 24 Mar 2020 | 2,000 | 7,620,601 (46%) | 0% | 4.4 | 8,800 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.31 per share. | 19 Mar 2020 | 2,000 | 7,618,601 (46%) | 0% | 4.3 | 8,620 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.15 per share. | 19 Mar 2020 | 4,000 | 7,616,601 (46%) | 0% | 4.2 | 16,600 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 13 Mar 2020 | 3,440 | 7,612,601 (46%) | 0% | 4 | 13,760 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.15 per share. | 13 Mar 2020 | 600 | 7,609,161 (46%) | 0% | 4.2 | 2,490 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.28 per share. | 13 Mar 2020 | 3,000 | 7,608,561 (46%) | 0% | 4.3 | 12,840 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.20 per share. | 09 Mar 2020 | 4,000 | 7,605,561 (46%) | 0% | 4.2 | 16,800 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.22 per share. | 09 Mar 2020 | 231 | 7,601,561 (46%) | 0% | 4.2 | 975 | Common Stock |
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2020 | 28,400 | 28,400 | - | - | Stock Option (Right to Buy) | |
| Scott E. Royer | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2020 | 2,000 | 2,000 | - | - | Stock Option (Right to Buy) | |
| Raymond E. Watkins | SVP & Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2020 | 8,000 | 8,000 | - | - | Stock Option (Right to Buy) | |
| John E. Leonard | SVP, Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2020 | 4,000 | 4,000 | - | - | Stock Option (Right to Buy) | |
| Ernest S. Smith | SVP, Research & CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2020 | 8,000 | 8,000 | - | - | Stock Option (Right to Buy) | |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 5.09 per share. | 23 Jan 2020 | 982,318 | 7,601,330 (46%) | 6% | 5.1 | 4,999,999 | Common Stock |
| Jacob B. Frieberg | Director | Purchase of securities on an exchange or from another person at price $ 5.09 per share. | 23 Jan 2020 | 39,292 | 39,292 (0%) | 0% | 5.1 | 199,996 | Common Stock |
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 5.09 per share. | 23 Jan 2020 | 98,231 | 1,097,753 (6%) | 0% | 5.1 | 499,996 | Common Stock |
| Jacob B. Frieberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Dec 2019 | 2,737 | 2,737 | - | - | Stock Option (Right to Buy) | |
| Gerald E. Van Strydonck | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Dec 2019 | 2,737 | 2,737 | - | - | Stock Option (Right to Buy) | |
| Jacob B. Frieberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2019 | 1,856 | 1,856 | - | - | Stock Option (Right to Buy) | |
| Gerald E. Van Strydonck | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2019 | 1,856 | 1,856 | - | - | Stock Option (Right to Buy) | |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.08 per share. | 30 Jul 2019 | 1,838,235 | 6,619,012 (40%) | 12% | 4.1 | 7,499,999 | Common Stock |
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.08 per share. | 30 Jul 2019 | 183,824 | 999,522 (6%) | 1% | 4.1 | 750,002 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.99 per share. | 25 Jul 2019 | 1,000 | 4,791,521 (29%) | 0% | 4.0 | 3,990 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.98 per share. | 25 Jul 2019 | 52 | 4,790,521 (29%) | 0% | 4.0 | 207 | Common Stock |
| Jacob B. Frieberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2019 | 2,385 | 2,385 | - | - | Stock Option (Right to Buy) | |
| Gerald E. Van Strydonck | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2019 | 2,385 | 2,385 | - | - | Stock Option (Right to Buy) | |
| Bala S. Manian | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2019 | 7,718 | 7,718 | - | - | Stock Option (Right to Buy) | |
| Barbara Yanni | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2019 | 7,718 | 7,718 | - | - | Stock Option (Right to Buy) | |
| J. Jeffrey Goater | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2019 | 7,718 | 7,718 | - | - | Stock Option (Right to Buy) | |
| Alejandro M. Berlin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2019 | 7,718 | 7,718 | - | - | Stock Option (Right to Buy) | |
| Jacob B. Frieberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2019 | 7,718 | 7,718 | - | - | Stock Option (Right to Buy) | |
| Gerald E. Van Strydonck | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2019 | 7,718 | 7,718 | - | - | Stock Option (Right to Buy) | |
| Jacob B. Frieberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2019 | 2,501 | 2,501 | - | - | Stock Option (Right to Buy) | |
| Gerald E. Van Strydonck | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2019 | 2,501 | 2,501 | - | - | Stock Option (Right to Buy) | |
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2019 | 20,000 | 20,000 | - | - | Stock Option (Right to Buy) | |
| Scott E. Royer | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2019 | 2,000 | 2,000 | - | - | Stock Option (Right to Buy) | |
| Raymond E. Watkins | SVP & Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2019 | 8,000 | 8,000 | - | - | Stock Option (Right to Buy) | |
| John E. Leonard | SVP, Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2019 | 4,000 | 4,000 | - | - | Stock Option (Right to Buy) | |
| Ernest S. Smith | SVP, Research & CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2019 | 8,000 | 8,000 | - | - | Stock Option (Right to Buy) | |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 14 Mar 2019 | 1,000 | 4,789,469 (29%) | 0% | 4 | 4,000 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.96 per share. | 14 Mar 2019 | 1,000 | 4,790,469 (29%) | 0% | 4.0 | 3,960 | Common Stock |
| Scott E. Royer | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 5.05 per share. | 06 Feb 2019 | 1,725 | 3,999 (0%) | 0% | 5.0 | 8,711 | Common Stock |
| Scott E. Royer | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 4.57 per share. | 06 Feb 2019 | 275 | 2,274 (0%) | 0% | 4.6 | 1,257 | Common Stock |
| Scott E. Royer | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 4.31 per share. | 15 Jan 2019 | 1,688 | 1,999 (0%) | 0% | 4.3 | 7,275 | Common Stock |
| Scott E. Royer | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 4.15 per share. | 27 Dec 2018 | 311 | 311 (0%) | 0% | 4.2 | 1,291 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | 13 Aug 2018 | 4,395,604 | 0 | - | - | Series D Convertible Preferred Stock | ||
| Albert D. Friedberg | Director, Ten Percent Owner | 13 Aug 2018 | 376,334 | 0 | - | - | Series A Convertible Preferred Stock | ||
| Albert D. Friedberg | Director, Ten Percent Owner | 13 Aug 2018 | 5,005,755 | 0 | - | - | Series A Convertible Preferred Stock | ||
| Albert D. Friedberg | Director, Ten Percent Owner | 13 Aug 2018 | 3,655,595 | 0 | - | - | Series B Convertible Preferred Stock | ||
| Albert D. Friedberg | Director, Ten Percent Owner | 13 Aug 2018 | 2,041,477 | 0 | - | - | Series B1 Convertible Preferred Stock | ||
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 12.00 per share. | 13 Aug 2018 | 1,875,000 | 4,788,469 (29%) | 16% | 12 | 22,500,000 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | 13 Aug 2018 | 683,681 | 2,913,469 (17%) | 5% | 0 | Common Stock | ||
| Albert D. Friedberg | Director, Ten Percent Owner | 13 Aug 2018 | 480,822 | 2,229,788 (13%) | 4% | 0 | Common Stock | ||
| Albert D. Friedberg | Director, Ten Percent Owner | 13 Aug 2018 | 204,145 | 1,748,966 (10%) | 1% | 0 | Common Stock | ||
| Albert D. Friedberg | Director, Ten Percent Owner | 13 Aug 2018 | 599,957 | 1,544,821 (9%) | 5% | 0 | Common Stock | ||
| Albert D. Friedberg | Director, Ten Percent Owner | 13 Aug 2018 | 500,570 | 944,864 (5%) | 4% | 0 | Common Stock | ||
| Albert D. Friedberg | Director, Ten Percent Owner | 13 Aug 2018 | 37,633 | 37,633 (0%) | 0% | 0 | Common Stock | ||
| Albert D. Friedberg | Director, Ten Percent Owner | 13 Aug 2018 | 439,555 | 439,555 (2%) | 3% | 0 | Common Stock | ||
| Albert D. Friedberg | Director, Ten Percent Owner | 13 Aug 2018 | 6,836,890 | 0 | - | - | Series D Convertible Preferred Stock | ||
| Albert D. Friedberg | Director, Ten Percent Owner | 13 Aug 2018 | 3,877,641 | 0 | - | - | Series B2 Convertible Preferred Stock | ||
| Albert D. Friedberg | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 12.00 per share. | 13 Aug 2018 | 583,333 | 583,333 (3%) | 5% | 12 | 6,999,996 | Common Stock |
| Albert D. Friedberg | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 13 Aug 2018 | 21,475,000 | 21,475,000 | - | - | Option (Right to Acquire) | |
| Jacob B. Frieberg | Director | Other type of transaction at price $ 0.00 per share. | 13 Aug 2018 | 75,000 | 75,000 | - | - | Option (Right to Acquire) | |
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | 13 Aug 2018 | 815,698 | 815,698 (4%) | 7% | 0 | Common Stock | ||
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | 13 Aug 2018 | 95,448 | 212,161 (1%) | 0% | 0 | Common Stock | ||
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | 13 Aug 2018 | 95,448 | 213,209 (1%) | 0% | 0 | Common Stock | ||
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | 13 Aug 2018 | 93,547 | 177,748 (1%) | 0% | 0 | Common Stock | ||
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | 13 Aug 2018 | 8,157,067 | 0 | - | - | Series D Convertible Preferred Stock | ||
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | 13 Aug 2018 | 581,577 | 0 | - | - | Series B Convertible Preferred Stock | ||
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | 13 Aug 2018 | 581,577 | 0 | - | - | Series B Convertible Preferred Stock | ||
| Maurice Zauderer | Director, President and CEO, Ten Percent Owner | 13 Aug 2018 | 569,993 | 0 | - | - | Series B Convertible Preferred Stock |