Albert D. Friedberg
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 3.25 per share. |
14 Nov 2024 |
30,756 |
1,051,389
(6%)
|
0%
|
3.3 |
99,957
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Nov 2024 |
584,646 |
584,646
|
-
|
|
-
|
Warrant (Right to Buy) |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 3.25 per share. |
14 Nov 2024 |
46,153 |
297,941
(1%)
|
0%
|
3.2 |
149,997
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.64 per share. |
18 Sep 2024 |
214,286 |
994,910
(6%)
|
1%
|
5.6 |
1,207,716
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Sep 2024 |
214,286 |
0
|
-
|
|
-
|
Warrant (Right to Buy) |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Sep 2024 |
25,723 |
92,504
|
-
|
|
-
|
Warrant (Right to Buy) |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Sep 2024 |
653,210 |
653,210
|
-
|
|
-
|
Warrant (Right to Buy) |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.64 per share. |
18 Sep 2024 |
25,723 |
1,020,633
(6%)
|
0%
|
5.6 |
144,975
|
Common Stock |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.64 per share. |
18 Sep 2024 |
38,610 |
176,748
(1%)
|
0%
|
5.6 |
217,606
|
Common Stock |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.64 per share. |
18 Sep 2024 |
29,557 |
206,305
(1%)
|
0%
|
5.6 |
166,583
|
Common Stock |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.64 per share. |
18 Sep 2024 |
9,768 |
216,073
(1%)
|
0%
|
5.6 |
55,052
|
Common Stock |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.64 per share. |
18 Sep 2024 |
35,715 |
251,788
(1%)
|
0%
|
5.6 |
201,290
|
Common Stock |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Sep 2024 |
38,610 |
0
|
-
|
|
-
|
Warrant (Right to Buy) |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Sep 2024 |
29,557 |
0
|
-
|
|
-
|
Warrant (Right to Buy) |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Sep 2024 |
9,768 |
0
|
-
|
|
-
|
Warrant (Right to Buy) |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Sep 2024 |
35,715 |
0
|
-
|
|
-
|
Warrant (Right to Buy) |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Sep 2024 |
170,475 |
170,475
|
-
|
|
-
|
Warrant (Right to Buy) |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.51 per share. |
09 Aug 2024 |
100 |
780,624
(4%)
|
0%
|
4.5 |
451
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.92 per share. |
05 Aug 2024 |
2,753 |
780,524
(4%)
|
0%
|
4.9 |
13,545
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.60 per share. |
05 Aug 2024 |
3,653 |
777,771
(4%)
|
0%
|
4.6 |
16,804
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.72 per share. |
01 Aug 2024 |
11,703 |
774,118
(4%)
|
0%
|
4.7 |
55,238
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 6.41 per share. |
31 Jul 2024 |
83,243 |
746,287
(4%)
|
0%
|
6.4 |
533,588
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 7.40 per share. |
31 Jul 2024 |
16,128 |
762,415
(4%)
|
0%
|
7.4 |
119,283
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 5.74 per share. |
31 Jul 2024 |
100,629 |
663,044
(4%)
|
0%
|
5.7 |
577,409
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 5.20 per share. |
29 May 2024 |
861 |
562,415
(3%)
|
0%
|
5.2 |
4,473
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.95 per share. |
29 May 2024 |
957 |
561,554
(3%)
|
0%
|
4.9 |
4,737
|
Common Stock |
Bala S. Manian
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 May 2024 |
10,108 |
10,108
|
-
|
|
-
|
Stock Option (Right to Buy) |
Bala S. Manian
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 May 2024 |
2,685 |
2,685
|
-
|
|
-
|
Stock Option (Right to Buy) |
Barbara Yanni
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 May 2024 |
10,108 |
10,108
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jacob B. Frieberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 May 2024 |
10,108 |
10,108
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jacob B. Frieberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 May 2024 |
2,211 |
2,211
|
-
|
|
-
|
Stock Option (Right to Buy) |
Gerald E. Van Strydonck
|
Director |
Grant, award, or other acquisition of securities at price $ 5.75 per share. |
10 May 2024 |
543 |
543
(0%)
|
0%
|
5.7 |
3,122
|
Common Stock |
Gerald E. Van Strydonck
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 May 2024 |
10,108 |
10,108
|
-
|
|
-
|
Stock Option (Right to Buy) |
Chrystyna Bedrij Stecyk
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 May 2024 |
10,108 |
10,108
|
-
|
|
-
|
Stock Option (Right to Buy) |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.73 per share. |
19 Apr 2024 |
282 |
560,597
(3%)
|
0%
|
4.7 |
1,334
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Mar 2024 |
102,960 |
102,960
|
-
|
|
-
|
Warrant (Right to Buy) |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 7.77 per share. |
28 Mar 2024 |
102,960 |
560,315
(3%)
|
0%
|
7.8 |
799,999
|
Common Stock |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Mar 2024 |
38,610 |
38,610
|
-
|
|
-
|
Warrant (Right to Buy) |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 7.77 per share. |
28 Mar 2024 |
38,610 |
138,138
(0%)
|
0%
|
7.8 |
300,000
|
Common Stock |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2024 |
1,877 |
1,877
|
-
|
|
-
|
Stock Option (Right to Buy) |
Ernest S. Smith
|
SVP, Research & CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2024 |
1,341 |
1,341
|
-
|
|
-
|
Stock Option (Right to Buy) |
Elizabeth Evans
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2024 |
1,341 |
1,341
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jill Sanchez
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2024 |
805 |
805
|
-
|
|
-
|
Stock Option (Right to Buy) |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Mar 2024 |
1,877 |
1,877
|
-
|
|
-
|
Stock Option (Right to Buy) |
Ernest S. Smith
|
SVP, Research & CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Mar 2024 |
1,341 |
1,341
|
-
|
|
-
|
Stock Option (Right to Buy) |
Elizabeth Evans
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Mar 2024 |
1,341 |
1,341
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jill Sanchez
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Mar 2024 |
805 |
805
|
-
|
|
-
|
Stock Option (Right to Buy) |
Friedberg Albert D.
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Feb 2024 |
1,655,172 |
1,655,172
|
-
|
|
-
|
Warrant (Right to Buy) |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.73 per share. |
08 Feb 2024 |
413,793 |
1,393,392
(8%)
|
2%
|
0.7 |
300,000
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.73 per share. |
08 Feb 2024 |
1,655,172 |
6,402,966
(39%)
|
10%
|
0.7 |
1,200,000
|
Common Stock |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Feb 2024 |
413,793 |
413,793
|
-
|
|
-
|
Warrant (Right to Buy) |
Van Strydonck E. Gerald
|
Director |
Sale of securities on an exchange or to another person at price $ 0.72 per share. |
26 Dec 2023 |
3,149 |
0
(0%)
|
0%
|
0.7 |
2,267
|
Common Stock |
Van Strydonck Gerald E.
|
Director |
Sale of securities on an exchange or to another person at price $ 0.67 per share. |
08 Dec 2023 |
1,334 |
3,149
(0%)
|
0%
|
0.7 |
894
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.37 per share. |
15 May 2023 |
6,711,552 |
26,216,904
(160%)
|
41%
|
0.4 |
2,512,134
|
Common Stock |
Bala S. Manian
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 May 2023 |
143,848 |
143,848
|
-
|
|
-
|
Stock Option (Right to Buy) |
Barbara Yanni
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 May 2023 |
143,848 |
143,848
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jacob B. Frieberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 May 2023 |
143,848 |
143,848
|
-
|
|
-
|
Stock Option (Right to Buy) |
Gerald E. Van Strydonck
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 May 2023 |
143,848 |
143,848
|
-
|
|
-
|
Stock Option (Right to Buy) |
Chrystyna Bedrij Stecyk
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 May 2023 |
143,848 |
143,848
|
-
|
|
-
|
Stock Option (Right to Buy) |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.41 per share. |
31 Mar 2023 |
4,146,341 |
19,505,352
(119%)
|
25%
|
0.4 |
1,700,000
|
Common Stock |
Jacob B. Frieberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2023 |
32,107 |
32,107
|
-
|
|
-
|
Stock Option (Right to Buy) |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2023 |
56,000 |
56,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.41 per share. |
31 Mar 2023 |
731,707 |
5,142,691
(31%)
|
4%
|
0.4 |
300,000
|
Common Stock |
Scott E. Royer
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2023 |
32,000 |
32,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
John E. Leonard
|
SVP, Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2023 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Ernest S. Smith
|
SVP, Research & CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2023 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Elizabeth Evans
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2023 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jacob B. Frieberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2022 |
19,852 |
19,852
|
-
|
|
-
|
Stock Option (Right to Buy) |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
|
06 Dec 2022 |
3,988 |
181,736
(1%)
|
0%
|
|
0
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.53 per share. |
23 Nov 2022 |
3,778,575 |
15,359,011
(93%)
|
23%
|
0.5 |
2,000,000
|
Common Stock |
Jacob B. Frieberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.53 per share. |
23 Nov 2022 |
188,928 |
193,049
(1%)
|
1%
|
0.5 |
100,000
|
Common Stock |
Gerald E. Van Strydonck
|
Director |
Grant, award, or other acquisition of securities at price $ 0.53 per share. |
23 Nov 2022 |
47,232 |
67,232
(0%)
|
0%
|
0.5 |
25,000
|
Common Stock |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.53 per share. |
23 Nov 2022 |
1,511,430 |
4,410,984
(26%)
|
9%
|
0.5 |
800,000
|
Common Stock |
Jacob B. Frieberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2022 |
26,260 |
26,260
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jacob B. Frieberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Jun 2022 |
12,064 |
12,064
|
-
|
|
-
|
Stock Option (Right to Buy) |
Bala S. Manian
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 May 2022 |
53,254 |
53,254
|
-
|
|
-
|
Stock Option (Right to Buy) |
Barbara Yanni
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 May 2022 |
53,254 |
53,254
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jacob B. Frieberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 May 2022 |
53,254 |
53,254
|
-
|
|
-
|
Stock Option (Right to Buy) |
Gerald E. Van Strydonck
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 May 2022 |
53,254 |
53,254
|
-
|
|
-
|
Stock Option (Right to Buy) |
Chrystyna Bedrij Stecyk
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 May 2022 |
53,254 |
53,254
|
-
|
|
-
|
Stock Option (Right to Buy) |
Maurice Zauderer
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Apr 2022 |
28,000 |
28,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Scott E. Royer
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Apr 2022 |
16,000 |
16,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
John E. Leonard
|
SVP, Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Apr 2022 |
16,000 |
16,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Ernest S. Smith
|
SVP, Research & CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Apr 2022 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Elizabeth Evans
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Apr 2022 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jacob B. Frieberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2022 |
10,032 |
10,032
|
-
|
|
-
|
Stock Option (Right to Buy) |
Gerald E. Van Strydonck
|
Director |
Purchase of securities on an exchange or from another person at price $ 1.32 per share. |
23 Feb 2022 |
18,000 |
20,000
(0%)
|
0%
|
1.3 |
23,760
|
Common Stock |
Gerald E. Van Strydonck
|
Director |
Purchase of securities on an exchange or from another person at price $ 1.30 per share. |
23 Feb 2022 |
2,000 |
2,000
(0%)
|
0%
|
1.3 |
2,600
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 1.11 per share. |
27 Jan 2022 |
1,801,801 |
11,580,436
(70%)
|
11%
|
1.1 |
1,999,999
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 1.11 per share. |
27 Jan 2022 |
1,801,801 |
3,511,894
(21%)
|
11%
|
1.1 |
1,999,999
|
Common Stock |
Jacob B. Frieberg
|
Director |
Purchase of securities on an exchange or from another person at price $ 1.11 per share. |
27 Jan 2022 |
90,090 |
94,510
(0%)
|
0%
|
1.1 |
100,000
|
Common Stock |
Maurice Zauderer
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 1.11 per share. |
27 Jan 2022 |
1,801,801 |
2,899,554
(17%)
|
11%
|
1.1 |
1,999,999
|
Common Stock |
Jacob B. Frieberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2021 |
6,233 |
6,233
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jacob B. Frieberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Jun 2021 |
4,804 |
4,804
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jacob B. Frieberg
|
Director |
|
25 Jun 2021 |
44,200 |
0
|
-
|
|
-
|
Option (Right to Acquire) |
Jacob B. Frieberg
|
Director |
|
25 Jun 2021 |
4,121 |
4,121
(0%)
|
0%
|
|
-
|
Common Stock |
Jacob B. Frieberg
|
Director |
|
25 Jun 2021 |
4,420 |
4,420
(0%)
|
0%
|
|
-
|
Common Stock |
Jacob B. Frieberg
|
Director |
|
25 Jun 2021 |
4,420 |
57,286
(0%)
|
0%
|
|
-
|
Common Stock |
Jacob B. Frieberg
|
Director |
|
25 Jun 2021 |
75,000 |
0
|
-
|
|
-
|
Option (Right to Acquire) |
Jacob B. Frieberg
|
Director |
|
25 Jun 2021 |
44,200 |
0
|
-
|
|
-
|
Option (Right to Acquire) |
Albert D. Friedberg
|
Director, Ten Percent Owner |
|
24 May 2021 |
21,475,000 |
0
|
-
|
|
-
|
Option (Right to Acquire) |
Albert D. Friedberg
|
Director, Ten Percent Owner |
|
24 May 2021 |
9,679,833 |
0
|
-
|
|
-
|
Option (Right to Acquire) |
Albert D. Friedberg
|
Director, Ten Percent Owner |
|
24 May 2021 |
1,180,051 |
8,810,652
(53%)
|
7%
|
|
-
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
|
24 May 2021 |
967,983 |
967,983
(5%)
|
5%
|
|
-
|
Common Stock |
Bala S. Manian
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 May 2021 |
28,586 |
28,586
|
-
|
|
-
|
Stock Option (Right to Buy) |
Barbara Yanni
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 May 2021 |
28,586 |
28,586
|
-
|
|
-
|
Stock Option (Right to Buy) |
J. Jeffrey Goater
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 May 2021 |
28,586 |
28,586
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jacob B. Frieberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 May 2021 |
28,586 |
28,586
|
-
|
|
-
|
Stock Option (Right to Buy) |
Gerald E. Van Strydonck
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 May 2021 |
28,586 |
28,586
|
-
|
|
-
|
Stock Option (Right to Buy) |
Chrystyna Bedrij Stecyk
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 May 2021 |
28,586 |
28,586
|
-
|
|
-
|
Stock Option (Right to Buy) |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Apr 2021 |
14,000 |
14,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Scott E. Royer
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Apr 2021 |
6,000 |
6,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
John E. Leonard
|
SVP, Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Apr 2021 |
8,000 |
8,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Ernest S. Smith
|
SVP, Research & CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Apr 2021 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jacob B. Frieberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2021 |
4,535 |
4,535
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jacob B. Frieberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2020 |
7,626 |
7,626
|
-
|
|
-
|
Stock Option (Right to Buy) |
Scott E. Royer
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
03 Sep 2020 |
500 |
1,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Scott E. Royer
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.90 per share. |
03 Sep 2020 |
500 |
4,499
(0%)
|
0%
|
3.9 |
1,950
|
Common Stock |
Robert Scala
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Sep 2020 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
John E. Leonard
|
SVP, Development |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.90 per share. |
24 Jul 2020 |
1,000 |
2,258
(0%)
|
0%
|
3.9 |
3,900
|
Common Stock |
John E. Leonard
|
SVP, Development |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.10 per share. |
24 Jul 2020 |
1,258 |
1,258
(0%)
|
0%
|
7.1 |
8,932
|
Common Stock |
John E. Leonard
|
SVP, Development |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Jul 2020 |
1,000 |
3,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
John E. Leonard
|
SVP, Development |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Jul 2020 |
1,258 |
23,150
|
-
|
|
-
|
Stock Option (Right to Buy) |
John E. Leonard
|
SVP, Development |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.90 per share. |
14 Jul 2020 |
1,000 |
2,258
(0%)
|
0%
|
3.9 |
3,900
|
Common Stock |
John E. Leonard
|
SVP, Development |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Jul 2020 |
1,000 |
3,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 3.55 per share. |
10 Jul 2020 |
1,126,760 |
1,710,093
(10%)
|
6%
|
3.6 |
3,999,998
|
Common Stock |
Jacob B. Frieberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Jun 2020 |
3,756 |
3,756
|
-
|
|
-
|
Stock Option (Right to Buy) |
Bala S. Manian
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 May 2020 |
15,679 |
15,679
|
-
|
|
-
|
Stock Option (Right to Buy) |
Barbara Yanni
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 May 2020 |
15,679 |
15,679
|
-
|
|
-
|
Stock Option (Right to Buy) |
J. Jeffrey Goater
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 May 2020 |
15,679 |
15,679
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jacob B. Frieberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 May 2020 |
15,679 |
15,679
|
-
|
|
-
|
Stock Option (Right to Buy) |
Gerald E. Van Strydonck
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 May 2020 |
15,679 |
15,679
|
-
|
|
-
|
Stock Option (Right to Buy) |
Chrystyna Bedrij Stecyk
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 May 2020 |
25,087 |
25,087
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jacob B. Frieberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2020 |
3,336 |
3,336
|
-
|
|
-
|
Stock Option (Right to Buy) |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.18 per share. |
27 Mar 2020 |
4,000 |
7,625,601
(46%)
|
0%
|
4.2 |
16,720
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.06 per share. |
27 Mar 2020 |
5,000 |
7,630,601
(46%)
|
0%
|
4.1 |
20,300
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.44 per share. |
24 Mar 2020 |
1,000 |
7,621,601
(46%)
|
0%
|
4.4 |
4,440
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.40 per share. |
24 Mar 2020 |
2,000 |
7,620,601
(46%)
|
0%
|
4.4 |
8,800
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.31 per share. |
19 Mar 2020 |
2,000 |
7,618,601
(46%)
|
0%
|
4.3 |
8,620
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.15 per share. |
19 Mar 2020 |
4,000 |
7,616,601
(46%)
|
0%
|
4.2 |
16,600
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.00 per share. |
13 Mar 2020 |
3,440 |
7,612,601
(46%)
|
0%
|
4 |
13,760
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.15 per share. |
13 Mar 2020 |
600 |
7,609,161
(46%)
|
0%
|
4.2 |
2,490
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.28 per share. |
13 Mar 2020 |
3,000 |
7,608,561
(46%)
|
0%
|
4.3 |
12,840
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.20 per share. |
09 Mar 2020 |
4,000 |
7,605,561
(46%)
|
0%
|
4.2 |
16,800
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.22 per share. |
09 Mar 2020 |
231 |
7,601,561
(46%)
|
0%
|
4.2 |
975
|
Common Stock |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Feb 2020 |
28,400 |
28,400
|
-
|
|
-
|
Stock Option (Right to Buy) |
Scott E. Royer
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Feb 2020 |
2,000 |
2,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Raymond E. Watkins
|
SVP & Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Feb 2020 |
8,000 |
8,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
John E. Leonard
|
SVP, Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Feb 2020 |
4,000 |
4,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Ernest S. Smith
|
SVP, Research & CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Feb 2020 |
8,000 |
8,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 5.09 per share. |
23 Jan 2020 |
982,318 |
7,601,330
(46%)
|
6%
|
5.1 |
4,999,999
|
Common Stock |
Jacob B. Frieberg
|
Director |
Purchase of securities on an exchange or from another person at price $ 5.09 per share. |
23 Jan 2020 |
39,292 |
39,292
(0%)
|
0%
|
5.1 |
199,996
|
Common Stock |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 5.09 per share. |
23 Jan 2020 |
98,231 |
1,097,753
(6%)
|
0%
|
5.1 |
499,996
|
Common Stock |
Jacob B. Frieberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2019 |
2,737 |
2,737
|
-
|
|
-
|
Stock Option (Right to Buy) |
Gerald E. Van Strydonck
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2019 |
2,737 |
2,737
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jacob B. Frieberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2019 |
1,856 |
1,856
|
-
|
|
-
|
Stock Option (Right to Buy) |
Gerald E. Van Strydonck
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2019 |
1,856 |
1,856
|
-
|
|
-
|
Stock Option (Right to Buy) |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.08 per share. |
30 Jul 2019 |
1,838,235 |
6,619,012
(40%)
|
12%
|
4.1 |
7,499,999
|
Common Stock |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.08 per share. |
30 Jul 2019 |
183,824 |
999,522
(6%)
|
1%
|
4.1 |
750,002
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 3.99 per share. |
25 Jul 2019 |
1,000 |
4,791,521
(29%)
|
0%
|
4.0 |
3,990
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 3.98 per share. |
25 Jul 2019 |
52 |
4,790,521
(29%)
|
0%
|
4.0 |
207
|
Common Stock |
Jacob B. Frieberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Jun 2019 |
2,385 |
2,385
|
-
|
|
-
|
Stock Option (Right to Buy) |
Gerald E. Van Strydonck
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Jun 2019 |
2,385 |
2,385
|
-
|
|
-
|
Stock Option (Right to Buy) |
Bala S. Manian
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2019 |
7,718 |
7,718
|
-
|
|
-
|
Stock Option (Right to Buy) |
Barbara Yanni
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2019 |
7,718 |
7,718
|
-
|
|
-
|
Stock Option (Right to Buy) |
J. Jeffrey Goater
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2019 |
7,718 |
7,718
|
-
|
|
-
|
Stock Option (Right to Buy) |
Alejandro M. Berlin
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2019 |
7,718 |
7,718
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jacob B. Frieberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2019 |
7,718 |
7,718
|
-
|
|
-
|
Stock Option (Right to Buy) |
Gerald E. Van Strydonck
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2019 |
7,718 |
7,718
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jacob B. Frieberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2019 |
2,501 |
2,501
|
-
|
|
-
|
Stock Option (Right to Buy) |
Gerald E. Van Strydonck
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2019 |
2,501 |
2,501
|
-
|
|
-
|
Stock Option (Right to Buy) |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2019 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Scott E. Royer
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2019 |
2,000 |
2,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Raymond E. Watkins
|
SVP & Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2019 |
8,000 |
8,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
John E. Leonard
|
SVP, Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2019 |
4,000 |
4,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Ernest S. Smith
|
SVP, Research & CSO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2019 |
8,000 |
8,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.00 per share. |
14 Mar 2019 |
1,000 |
4,789,469
(29%)
|
0%
|
4 |
4,000
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 3.96 per share. |
14 Mar 2019 |
1,000 |
4,790,469
(29%)
|
0%
|
4.0 |
3,960
|
Common Stock |
Scott E. Royer
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 5.05 per share. |
06 Feb 2019 |
1,725 |
3,999
(0%)
|
0%
|
5.0 |
8,711
|
Common Stock |
Scott E. Royer
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 4.57 per share. |
06 Feb 2019 |
275 |
2,274
(0%)
|
0%
|
4.6 |
1,257
|
Common Stock |
Scott E. Royer
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 4.31 per share. |
15 Jan 2019 |
1,688 |
1,999
(0%)
|
0%
|
4.3 |
7,275
|
Common Stock |
Scott E. Royer
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 4.15 per share. |
27 Dec 2018 |
311 |
311
(0%)
|
0%
|
4.2 |
1,291
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
|
13 Aug 2018 |
4,395,604 |
0
|
-
|
|
-
|
Series D Convertible Preferred Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
|
13 Aug 2018 |
376,334 |
0
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
|
13 Aug 2018 |
5,005,755 |
0
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
|
13 Aug 2018 |
3,655,595 |
0
|
-
|
|
-
|
Series B Convertible Preferred Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
|
13 Aug 2018 |
2,041,477 |
0
|
-
|
|
-
|
Series B1 Convertible Preferred Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 12.00 per share. |
13 Aug 2018 |
1,875,000 |
4,788,469
(29%)
|
16%
|
12 |
22,500,000
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
|
13 Aug 2018 |
683,681 |
2,913,469
(17%)
|
5%
|
|
0
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
|
13 Aug 2018 |
480,822 |
2,229,788
(13%)
|
4%
|
|
0
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
|
13 Aug 2018 |
204,145 |
1,748,966
(10%)
|
1%
|
|
0
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
|
13 Aug 2018 |
599,957 |
1,544,821
(9%)
|
5%
|
|
0
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
|
13 Aug 2018 |
500,570 |
944,864
(5%)
|
4%
|
|
0
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
|
13 Aug 2018 |
37,633 |
37,633
(0%)
|
0%
|
|
0
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
|
13 Aug 2018 |
439,555 |
439,555
(2%)
|
3%
|
|
0
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
|
13 Aug 2018 |
6,836,890 |
0
|
-
|
|
-
|
Series D Convertible Preferred Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
|
13 Aug 2018 |
3,877,641 |
0
|
-
|
|
-
|
Series B2 Convertible Preferred Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 12.00 per share. |
13 Aug 2018 |
583,333 |
583,333
(3%)
|
5%
|
12 |
6,999,996
|
Common Stock |
Albert D. Friedberg
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
13 Aug 2018 |
21,475,000 |
21,475,000
|
-
|
|
-
|
Option (Right to Acquire) |
Jacob B. Frieberg
|
Director |
Other type of transaction at price $ 0.00 per share. |
13 Aug 2018 |
75,000 |
75,000
|
-
|
|
-
|
Option (Right to Acquire) |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
|
13 Aug 2018 |
815,698 |
815,698
(4%)
|
7%
|
|
0
|
Common Stock |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
|
13 Aug 2018 |
95,448 |
212,161
(1%)
|
0%
|
|
0
|
Common Stock |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
|
13 Aug 2018 |
95,448 |
213,209
(1%)
|
0%
|
|
0
|
Common Stock |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
|
13 Aug 2018 |
93,547 |
177,748
(1%)
|
0%
|
|
0
|
Common Stock |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
|
13 Aug 2018 |
8,157,067 |
0
|
-
|
|
-
|
Series D Convertible Preferred Stock |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
|
13 Aug 2018 |
581,577 |
0
|
-
|
|
-
|
Series B Convertible Preferred Stock |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
|
13 Aug 2018 |
581,577 |
0
|
-
|
|
-
|
Series B Convertible Preferred Stock |
Maurice Zauderer
|
Director, President and CEO, Ten Percent Owner |
|
13 Aug 2018 |
569,993 |
0
|
-
|
|
-
|
Series B Convertible Preferred Stock |